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FILE S.E.C. FORM D: Exempt Offerings of Securities

  • Writer: Startup Counsel
    Startup Counsel
  • Aug 18, 2021
  • 0 min read

1. Prepare the Form D: This includes providing information about the issuer, the offering, and the securities being offered.


2. File the Form D electronically: This can be done through the SEC's EDGAR system.

3. Provide notice to state securities regulators: Some states may require additional notice or filing of the Form D.



 
 
 

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